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General
Haves
license acquisition / international compliance,particularly europe (MiFID / IMD etc) and the Middle East
Professional Experience
Oct 2008 - Present
global regulatory support manager
the devere group
Investment Management
the devere group
Investment Management
Dec 1985 - Jul 1996
(11 years)
(11 years)
ifa dealing in both personal and corporate business
Lloyds TSB Bank plc
Banking
Lloyds TSB Bank plc
Banking
1996 - 1998
(2 years)
(2 years)
field review manager
pearl assurance
Financial Services
pearl assurance
Financial Services
Aug 1998 - Aug 2007
(9 years)
(9 years)
international compliance / T&C manager
Barclays Wealth
Financial Services
Barclays Wealth
Financial Services
Aug 2007 - Oct 2008
(1 years, 2 Months)
(1 years, 2 Months)
group compliance manager
Berkeley Morgan Ltd
Financial Services
Berkeley Morgan Ltd
Financial Services
Education
1972
adeyfield, hemel hempstead (High School)
More about Frank Capron - MICA
First Name
Frank
Last Name
Capron - MICA
Interests / Hobbies
My family (three young boys keep me busy) / sport - football, rugby etc / anything international - food, language, culture, history etc
My Affiliations
Member of FEIFA
Member of International Compliance Association
Specialities
license acquisition / international compliance,particularly europe (MiFID / IMD etc) and the Middle East
Recently in London
Recently in Chamber.com
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